Institutional-Grade Services for Accredited Investors

Issuer Scoring & Rating

Our proprietary five-factor scoring model evaluates every Reg D issuer on financial health, management track record, offering structure, regulatory history, and market positioning. Each issuer receives a composite score and letter rating.

• Five-factor composite score
• Letter rating (A–F scale)
• Quarterly score updates
• Peer-group benchmarking

Red Flag Detection

We systematically screen EDGAR filings for the warning signs most investors overlook — undisclosed related-party transactions, serial amendment patterns, unusually high commission structures, and prior enforcement actions.

• Automated EDGAR surveillance
• Related-party transaction analysis
• Commission & fee benchmarking
• Enforcement history review

Offering Due Diligence Reports

Comprehensive, plain-language due diligence reports on individual Reg D offerings. Each report covers the issuer background, use of proceeds, risk factors, financial projections, and our independent assessment.

• 15–25 page detailed reports
• Independent financial analysis
• Risk factor assessment
• Use-of-proceeds verification

Market Intelligence & Data

Access our curated database of active and historical Reg D offerings. Filter by industry, offering size, exemption type, state, and our proprietary risk tier. Export data for your own analysis.

• Searchable Reg D database
• Industry & sector filters
• Offering size & structure data
• CSV export for your models

Investor Advisory

One-on-one advisory sessions with our senior analysts. Bring your shortlist of offerings and we'll walk through our findings, answer your questions, and help you build a framework for evaluating future deals.

• 60-minute analyst sessions
• Portfolio-level review
• Custom screening criteria
• Ongoing deal monitoring

Regulatory Compliance Review

For issuers and placement agents seeking a pre-launch compliance review. We assess your offering documents against current SEC guidance, identify potential disclosure gaps, and provide a written compliance summary.

• Pre-launch document review
• Disclosure gap analysis
• Written compliance summary
• Follow-up Q&A session

Data Ingestion

We pull every Form D filing directly from EDGAR, normalizing and enriching the data with issuer history, amendment tracking, and cross-referenced enforcement records.

Quantitative Scoring

Our scoring engine applies the five-factor model to each issuer, weighting factors by offering type and industry to produce a calibrated composite score.

Analyst Review

Senior analysts review every score, flag anomalies, and add qualitative context that quantitative models alone cannot capture.

Report Delivery

Findings are published to your dashboard and delivered as a structured PDF report, with a plain-language executive summary at the front.